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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 92-5129
- --------
- JOHN SULLIVAN, PETITIONER v. LOUISIANA
- on writ of certiorari to the supreme court of
- louisiana
- [June 1, 1993]
-
- Justice Scalia delivered the opinion of the Court.
- The question presented is whether a constitutionally
- deficient reasonable-doubt instruction may be harmless
- error.
- I
- Petitioner was charged with first-degree murder in the
- course of committing an armed robbery at a New Orleans
- bar. His alleged accomplice in the crime, a convicted
- felon named Michael Hillhouse, testifying at the trial
- pursuant to a grant of immunity, identified petitioner as
- the murderer. Although several other people were in the
- bar at the time of the robbery, only one testified at trial.
- This witness, who had been unable to identify either
- Hillhouse or petitioner at a physical lineup, testified that
- they committed the robbery, and that she saw petitioner
- hold a gun to the victim's head. There was other circum-
- stantial evidence supporting the conclusion that petitioner
- was the triggerman. 596 So. 2d 177, 180-181 (La. 1992).
- In closing argument, defense counsel argued that there
- was reasonable doubt as to both the identity of the
- murderer and his intent.
- In his instructions to the jury, the trial judge gave a
- definition of -reasonable doubt- that was, as the State
- conceded below, essentially identical to the one held
- unconstitutional in Cage v. Louisiana, 498 U. S. 39 (1990)
- (per curiam). See 596 So. 2d, at 185, and n. 3. The jury
- found petitioner guilty of first-degree murder and subse-
- quently recommended that he be sentenced to death. The
- trial court agreed. On direct appeal, the Supreme Court
- of Louisiana held, consistent with its opinion on remand
- from our decision in Cage, State v. Cage, 583 So. 2d 1125,
- cert. denied, 502 U. S. -- (1991), that the erroneous
- instruction was harmless beyond a reasonable doubt. 596
- So. 2d, at 186. It therefore upheld the conviction, though
- remanding for a new sentencing hearing because of
- ineffectiveness of counsel in the sentencing phase. We
- granted certiorari, 506 U. S. -- (1992).
-
- II
- The Sixth Amendment provides that -[i]n all criminal
- prosecutions, the accused shall enjoy the right to a speedy
- and public trial, by an impartial jury . . . .- In Duncan
- v. Louisiana, 391 U. S. 145, 149 (1968), we found this
- right to trial by jury in serious criminal cases to be
- -fundamental to the American scheme of justice,- and
- therefore applicable in state proceedings. The right
- includes, of course, as its most important element, the
- right to have the jury, rather than the judge, reach the
- requisite finding of -guilty.- See Sparf and Hansen v.
- United States, 156 U. S. 51, 105-106 (1895). Thus,
- although a judge may direct a verdict for the defendant
- if the evidence is legally insufficient to establish guilt, he
- may not direct a verdict for the State, no matter how
- overwhelming the evidence. Ibid. See also United States
- v. Martin Linen Supply Co., 430 U. S. 564, 572-573
- (1977); Carpenters v. United States, 330 U. S. 395, 410
- (1947).
- What the factfinder must determine to return a verdict
- of guilty is prescribed by the Due Process Clause. The
- prosecution bears the burden of proving all elements of
- the offense charged, see, e.g., Patterson v. New York, 432
- U. S. 197, 210 (1977); Leland v. Oregon, 343 U. S. 790,
- 795 (1952), and must persuade the factfinder -beyond a
- reasonable doubt- of the facts necessary to establish each
- of those elements, see, e.g., In re Winship, 397 U. S. 358,
- 364 (1970); Cool v. United States, 409 U. S. 100, 104
- (1972) (per curiam). This beyond-a-reasonable-doubt
- requirement, which was adhered to by virtually all
- common-law jurisdictions, applies in state as well as
- federal proceedings. Winship, supra.
- It is self-evident, we think, that the Fifth Amendment
- requirement of proof beyond a reasonable doubt and the
- Sixth Amendment requirement of a jury verdict are
- interrelated. It would not satisfy the Sixth Amendment
- to have a jury determine that the defendant is probably
- guilty, and then leave it up to the judge to determine (as
- Winship requires) whether he is guilty beyond a reason-
- able doubt. In other words, the jury verdict required by
- the Sixth Amendment is a jury verdict of guilty beyond
- a reasonable doubt. Our per curiam opinion in Cage,
- which we accept as controlling, held that an instruction
- of the sort given here does not produce such a verdict.
- Petitioner's Sixth Amendment right to jury trial was
- therefore denied.
- III
- In Chapman v. California, 386 U. S. 18 (1967), we
- rejected the view that all federal constitutional errors in
- the course of a criminal trial require reversal. We held
- that the Fifth Amendment violation of prosecutorial
- comment upon the defendant's failure to testify would not
- require reversal of the conviction if the State could show
- -beyond a reasonable doubt that the error complained of
- did not contribute to the verdict obtained.- Id., at 24.
- The Chapman standard recognizes that -certain constitu-
- tional errors, no less than other errors, may have been
- `harmless' in terms of their effect on the factfinding
- process at trial.- Delaware v. Van Arsdall, 475 U. S. 673,
- 681 (1986). Although most constitutional errors have been
- held amenable to harmless-error analysis, see Arizona v.
- Fulminante, 499 U. S. --, -- (1991) (slip op., at 5)
- (opinion of Rehnquist, C. J., for the Court) (collecting
- examples), some will always invalidate the conviction. Id.,
- at -- (slip op., at 8) (citing, inter alia, Gideon v. Wain-
- wright, 372 U. S. 335 (1963) (total deprivation of the right
- to counsel); Tumey v. Ohio, 273 U. S. 510 (1927) (trial by
- a biased judge); McKaskle v. Wiggins, 465 U. S. 168
- (1984) (right to self-representation)). The question in the
- present case is to which category the present error
- belongs.
- Chapman itself suggests the answer. Consistent with
- the jury-trial guarantee, the question it instructs the
- reviewing court to consider is not what effect the constitu-
- tional error might generally be expected to have upon a
- reasonable jury, but rather what effect it had upon the
- guilty verdict in the case at hand. See Chapman, supra,
- at 24 (analyzing effect of error on -verdict obtained-).
- Harmless-error review looks, we have said, to the basis
- on which -the jury actually rested its verdict.- Yates v.
- Evatt, 500 U. S. --, -- (1991) (emphasis added). The
- inquiry, in other words, is not whether, in a trial that
- occurred without the error, a guilty verdict would surely
- have been rendered, but whether the guilty verdict
- actually rendered in this trial was surely unattributable
- to the error. That must be so, because to hypothesize a
- guilty verdict that was never in fact rendered-no matter
- how inescapable the findings to support that verdict might
- be-would violate the jury-trial guarantee. See Rose v.
- Clark, 478 U. S. 570, 578 (1986); id., at 593 (Blackmun,
- J., dissenting); Pope v. Illinois, 481 U. S. 497, 509-510
- (1987) (Stevens, J., dissenting).
- Once the proper role of an appellate court engaged in
- the Chapman inquiry is understood, the illogic of harm-
- less-error review in the present case becomes evident.
- Since, for the reasons described above, there has been no
- jury verdict within the meaning of the Sixth Amendment,
- the entire premise of Chapman review is simply absent.
- There being no jury verdict of guilty-beyond-a-reasonable-
- doubt, the question whether the same verdict of guilty-
- beyond-a-reasonable-doubt would have been rendered
- absent the constitutional error is utterly meaningless.
- There is no object, so to speak, upon which harmless-error
- scrutiny can operate. The most an appellate court can
- conclude is that a jury would surely have found petitioner
- guilty beyond a reasonable doubt-not that the jury's
- actual finding of guilty beyond a reasonable doubt would
- surely not have been different absent the constitutional
- error. That is not enough. See Yates, supra, at -- -
- -- (slip op., at 3-4) (Scalia, J., concurring in part and
- concurring in judgment). The Sixth Amendment requires
- more than appellate speculation about a hypothetical
- jury's action, or else directed verdicts for the State would
- be sustainable on appeal; it requires an actual jury
- finding of guilty. See Bollenbach v. United States, 326
- U. S. 607, 614 (1946).
- Insofar as the possibility of harmless-error review is
- concerned, the jury-instruction error in this case is quite
- different from the jury-instruction error of erecting a
- presumption regarding an element of the offense. A
- mandatory presumption-for example, the presumption
- that a person intends the ordinary consequences of his
- voluntary acts-violates the Fourteenth Amendment,
- because it may relieve the State of its burden of proving
- all elements of the offense. Sandstrom v. Montana, 442
- U. S. 510 (1979); Francis v. Franklin, 471 U. S. 307
- (1985). But -[w]hen a jury is instructed to presume
- malice from predicate facts, it still must find the existence
- of those facts beyond a reasonable doubt.- Rose v. Clark,
- 478 U. S. 570, 580 (1986). And when the latter facts -are
- so closely related to the ultimate fact to be presumed that
- no rational jury could find those facts without also finding
- that ultimate fact, making those findings is functionally
- equivalent to finding the element required to be pre-
- sumed.- Carella v. California, 491 U. S. 263, 271 (1989)
- (Scalia, J., concurring in judgment). See also Pope,
- supra, at 504 (Scalia, J., concurring). A reviewing court
- may thus be able to conclude that the presumption played
- no significant role in the finding of guilt beyond a reason-
- able doubt. Yates, supra, at -- - -- (slip op., at
- 11-13). But the essential connection to a -beyond-a-
- reasonable-doubt- factual finding cannot be made where
- the instructional error consists of a misdescription of the
- burden of proof, which vitiates all the jury's findings. A
- reviewing court can only engage in pure speculation-its
- view of what a reasonable jury would have done. And
- when it does that, -the wrong entity judge[s] the defen-
- dant guilty.- Rose, supra, at 578.
- Another mode of analysis leads to the same conclusion
- that harmless-error analysis does not apply: In
- Fulminante, we distinguished between, on the one hand,
- -structural defects in the constitution of the trial mecha-
- nism, which defy analysis by `harmless-error' standards,-
- and, on the other hand, trial errors which occur -during
- the presentation of the case to the jury, and which may
- therefore be quantitatively assessed in the context of other
- evidence presented.- Fulminante, supra, at --, --
- (slip op., at 6, 8). Denial of the right to a jury verdict of
- guilt beyond a reasonable doubt is certainly an error of
- the former sort, the jury guarantee being a -basic protec-
- tio[n]- whose precise effects are unmeasurable, but without
- which a criminal trial cannot reliably serve its function,
- Rose, supra, at 577. The right to trial by jury reflects, we
- have said, -a profound judgment about the way in which
- law should be enforced and justice administered.- Duncan
- v. Louisiana, 391 U. S., at 155. The deprivation of that
- right, with consequences that are necessarily unquan-
- tifiable and indeterminate, unquestionably qualifies as
- -structural error.-
- The judgment of the Supreme Court of Louisiana is
- reversed, and the case is remanded for proceedings not
- inconsistent with this opinion.
- It is so ordered.
-